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14 Sep 2018, 8:05 am by zamansky
The law firm is investigating alternative investments sold by Purshe Kaplan Sterling Investments Inc. [read post]
27 Feb 2007, 9:15 am
The following is an article scheduled to appear in the upcoming edition of The WWR Letter:   Peer-to-Peer Lending:  A New Banking Alternative By:  Benjamin R. [read post]
20 May 2013, 9:59 am by D. Daxton White
According to Investment News, the Financial Industry Regulatory Authority (FINRA) has fined VSR Financial Services Inc. $550,000, in addition to a 45-day suspension of their chairman, Don Berry, for over concentrating client portfolios in alternative investments. [read post]
15 Dec 2010, 8:46 pm by Eric Schweibenz
The complaint alleges that Wetherill Associates, Inc. d/b/a WAIGlobal of Fort Lauderdale, Florida, (“WAI”), Linhai Yongci of China, Metric Sales & Engineering of Northfield, Illinois, Wan Li Industrial Development, Inc. of South El Monte, California, Yongkang Boyu Auto Motor Company of China, Wuxi Susan Auto Parts Company of China, American Automotive Parts, Inc. of Niles, Illinois, and Motorcar Parts of America, Inc. of Torrance, California… [read post]
17 Sep 2021, 12:08 pm by Unreported Opinions
Contracts — Jury instruction — Benefit-of-the-bargain damages LinkIT, LLC (“LinkIT”) appeals from an adverse jury verdict and a denial of a motion for new trial regarding its claim for fraudulent misrepresentation against The Midtown Group, Inc. [read post]
7 Oct 2021, 7:36 am by Hunton Andrews Kurth LLP
Schneider, Director of the SEC’s San Francisco Regional Office, stated that “App Annie sought to distinguish itself in the alternative data space by providing securities market participants with valuable information in a new and innovative way. [read post]
30 Mar 2022, 8:33 pm by Patent Docs
While providing an alternative outlet, the outcome was not always to the applicant's benefit; an example of a negative outcome arose recently in ImmunoGen, Inc. v.... [read post]
12 Dec 2022, 10:30 am by Tom Smith
It is among the tech platforms seeking to build an alternative ecosystem as Apple Inc. and Alphabet Inc. [read post]
28 Jul 2010, 5:16 am by AdamSmith1776
"What you need to know: Date & Time: Tuesday, October 5, 2010: 8:30 am - 5:00 pm Location: AMA Executive Conference Center, 1601 Broadway (48th Street, Crowne Plaza Hotel--north side of 48th, between Broadway and Eighth Ave), New York Topic: What You Need to Know to Make Alternative Fee Arrangements Work Key Contributors: Tom Clay, Principal, Altman Weil, Inc. [read post]
Editor’s Note: The following post comes to us from Citi Fund Services, Inc., and is a summary of an article that first appeared in the Investment Lawyer, which is available here. [read post]
13 Apr 2020, 10:34 am by Staff Attorney
The securities lawyers of Gana Weinstein LLP recently filed a complaint on behalf of a client alleging that William Fox (Fox) and The Fox Alliance, registered with New England Securities (now MML Investors Services LLC) and First Allied Securities, Inc., (First Allied) and the firms failed to supervise Fox’s recommendations and investment activity in alternative investments. [read post]